series 6

The Series 6 Course deals specifically with Investment Companies. It covers topics that range from Money Market to Exchange Traded Funds.

series 7

The Series 7 Course is a general securities registered representative license administered by the Financial Industry Regulatory Authority

AML / CFT

AML/CFT controls, when effectively implemented, mitigate the adverse effects of criminal economic activity and promote integrity and stability in financial markets.

CSC 1 & 2

The Canadian Securities Course (is the initial course required for becoming licensed to work within the Canadian securities industry as a securities dealer/agent.